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Securities and Exchange Commission
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421	OMB APPROVAL OMB Number: Estimated average burden hours per response Add to Reading List Source URL: cdn.batstrading.com Language: English - Date: 2016-08-01 11:37:06 U.S. Securities and Exchange Commission 73rd United States Congress Securities Exchange Act Futures contract Short
422	SECURITIES AND EXCHANGE COMMISSION SEC FORM – ACGR ANNUAL CORPORATE GOVERNANCE REPORT 1. Report is Filed for the Year Add to Reading List Source URL: www.ayala.com.ph Language: English - Date: 2014-07-28 02:14:43 Corporate governance Corporate law Management Committees Jaime Augusto Zobel de Ayala Fernando Zobel de Ayala Ayala Corporation Board of directors Director Chairman Audit committee Non-executive director
423	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.CFORM 8-K CURRENT REPORT Add to Reading List Source URL: www.mediageneral.com Language: English - Date: 2016-03-04 12:06:47 Generally Accepted Accounting Principles Cash flow Financial statements Financial accounting Earnings before interest taxes depreciation and amortization Fundamental analysis Free cash flow Income statement Financial ratio Income Citigroup Goodwill
424	OMB APPROVAL OMB Number: Estimated average burden hours per response Add to Reading List Source URL: cdn.batstrading.com Language: English - Date: 2016-05-16 16:03:00 U.S. Securities and Exchange Commission 73rd United States Congress Securities Exchange Act Securities regulation in the United States
425	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. CFORM 10 - K (Mark One) Add to Reading List Source URL: www.itex.com Language: English - Date: 2016-08-11 18:01:53 United States securities law Auditing Regulation S-K Amazon.com Securities Exchange Act
426	Description of document: Presentation by Harry Markopolos of his detection of the Bernie Madoff Ponzi scheme and the failure of The Securities and Exchange Commission (SEC) to take action, at the March 13, 2014 Council Add to Reading List Source URL: www.governmentattic.org Language: English - Date: 2016-06-10 15:19:19 Economics Confidence tricksters Harry Markopolos Bernard Madoff U.S. Securities and Exchange Commission Hedge fund Certified Fraud Examiner Madoff investment scandal
427	ALABAMA SECURITIES COMMISSION POLICY STATEMENT CONCERNING LIMITED OFFERING EXEMPTION FILINGS MADE PURSUANT TO SEC RULES 504, 505 AND 506 OF REGULATION D Add to Reading List Source URL: asc.alabama.gov Language: English - Date: 2013-11-22 17:15:09 U.S. Securities and Exchange Commission Financial markets SEC filings United States securities law Stock market Regulation D Form D National Securities Markets Improvement Act Security Broker-dealer Securities market Securities Act
428	SEC Forms: A Quick Reference Guide 2016 Edition Introduction Add to Reading List Source URL: www.intelligize.com Language: English - Date: 2016-06-02 11:22:48 SEC filings U.S. Securities and Exchange Commission Stock market United States securities law 73rd United States Congress Form 20-F Shelf registration Securities Act Prospectus Securities Exchange Act Regulation D Form 10-K
429	Forschungsdatenbank der Universität Zürich Wirtschaftswissenschaftliche Fakultät > Banking und Finance, Institut für > Prof. Dr. Alexander Wagner Short Selling Regulation after the Financial Crisis – First Principl Add to Reading List Source URL: www.research-projects.uzh.ch Language: English - Date: 2016-03-10 13:55:39 Systemic risk Financial regulation Great Recession in the United States Stock market crashes Short Financial crisis of 200708 U.S. Securities and Exchange Commission Bank
430	OMB APPROVAL OMB Number: Estimated average burden hours per response Add to Reading List Source URL: cdn.batstrading.com Language: English - Date: 2016-02-29 11:18:25 U.S. Securities and Exchange Commission 73rd United States Congress Securities Exchange Act Securities regulation in the United States Direct Edge United States securities law

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